Automated Rule Checking
Flag potential rule breaches with automatic checks. All flagged rule breaches launch the GRC Case Manager.
GRC Case Management
Rule checks flag potential violations/breaches and launch the GRC Case Manager. Every GRC Case is investigated, assessed to be a breach/non-breach ad resolved.
Ensure your firm as all the information recorded to prove compliance with statutory laws, regulatory rules and contractual obligations.
Extract valuable management information for reporting to senior management and breach/risk analysis.
GRC-Maestro gives smaller regulated firms the ability to manage multiple regulatory, legal and contractual requirements on a single system.
Firms with licenses from multiple international regulators can use GRC-Maestro to ensure they are in compliance with local regulations and give visibility of compliance across the group.
The structures and controls in place to ensure a firm or their operations are correctly controlled is essential for regulated firms, mutual funds, …
Risk is an element of all business, so it is important to identify, assess and manage it. GRC-Maestro helps ensure your firm operates an appropriate risk…
If your firm is conducting regulated activities, then you have to be licensed and ensure you can prove compliance with the license requirements…
Implement the statutory and contractual obligations your firm has as well as monitor and enforce the obligations of outsource service providers and other…