“It’s not what you know, it’s what you can prove!”
-Denzel Washington, Training Day
GRC Case Management
Flag potential violations/breaches and ensure they are investigated and resolved. Nothing is worse than missing breaches or failing to resolve them!
Automate GRC Checks
Manual processes and controls are high risks. Automating processes and control ensures required data is recorded and workflows are followed.
Ensure your firm has the data required to prove to regulators it operates in full compliance – if you can’t prove compliance then you are non-compliant!
Extract valuable management information for reporting to senior management and breach/risk analysis.
GRC-Maestro, used by:
GRC-Maestro gives smaller regulated firms the ability to manage multiple regulatory, legal and contractual requirements on a single system.
Investment firms can use GRC-Maestro to manage compliance in specialist areas, including: investment mandates, outsourced services, senior management responsibilities, code of ethics, etc.
Investment banks/brokers can use GRC-Maestro to manage compliance in specialist areas, including: best execution, conflicts of interests, code of ethics, etc.
Private banks can use GRC-Maestro to manage compliance in specialist areas, including: Know Your Client, AML risk assessment/resourcing, AML suspicious transaction investigations/reporting, etc.
Accountants looking to provide clients with regulatory compliance technology and/or outsourced support can leverage GRC-Maestro to grow their service offering.
Fund Administrators who are looking to either improve their client’s regulatory compliance or meet new requirements can build and manage these on GRC-Maestro.
Consultants who want to improve their operational efficiency or provide new regulatory services for their clients can achieve these objectives with GRC-Maestro.
Lawyers/Attorneys who provide regulatory compliance services to their clients can use GRC-Maestro to formalize their work and automated their administrative processes.
GRC-Maestro supports standardised regulatory requirements or customised solutions.
The structures and controls in place to ensure a firm or their operations are correctly controlled is essential for regulated firms, mutual funds, …
Risk is an element of all business, so it is important to identify, assess and manage it. GRC-Maestro helps ensure your firm operates an appropriate risk…
If your firm is conducting regulated activities, then you have to be licensed and ensure you can prove compliance with the license requirements…
Implement the statutory and contractual obligations your firm has as well as monitor and enforce the obligations of outsource service providers and other…