GOVERNANCE, RISK & COMPLIANCE:

ONE PLATFORM

♦ Prove full compliance 

♦ Automated rule checks

♦ Case management with resolution

♦ Comprehensive record keeping 

We are passionate about Governance, Risk & Compliance!

KEY BENEFITS

GRC-Maestro, ensures you have the records to prove compliance, check for potential violations, resolve breaches and produce management reports.

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Automated Rule Checking

Flag potential rule breaches with automatic checks. All flagged rule breaches launch the GRC Case Manager.

GRC Case Management

Rule checks flag potential violations/breaches and launch the GRC Case Manager. Every GRC Case is investigated, assessed to be a breach/non-breach ad resolved.

Record-keeping

Ensure your firm as all the information recorded to prove compliance with statutory laws, regulatory rules and contractual obligations.

Management Information

Extract valuable management information for reporting to senior management and breach/risk analysis.

USED BY

Boutique Firms

GRC-Maestro gives smaller regulated firms the ability to manage multiple regulatory, legal and contractual requirements on a single system.

Investment Managers

Investment firms can use GRC-Maestro to manage compliance in specialist areas, including: investment mandates, outsourced services, senior management responsibilities, code of ethics, etc.

Investment Banks

Investment banks/brokers can use GRC-Maestro to manage compliance in specialist areas, including: best execution, conflicts of interests, code of ethics, etc.

Private Banks

Private banks can use GRC-Maestro to manage compliance in specialist areas, including: Know Your Client, AML risk assessment/resourcing, AML suspicious transaction investigations/reporting, etc.

Accountants

Accountants looking to provide clients with regulatory compliance technology and/or outsourced support can leverage GRC-Maestro to grow their service offering.

Board Directors

Investment Fund and quoted company Board Directors who need to evidence compliance with listing rules and fund regulations.

Compliance Consultants

Consultants who want to improve their operational efficiency or provide new regulatory services for their clients can achieve these objectives with GRC-Maestro.

Fund Administrators

Fund Administrators who are looking to either improve their client’s regulatory compliance or meet new requirements can build and manage these on GRC-Maestro.

SOLUTIONS

GRC-Maestro allows firms to use pre-built, edited or customised Templates.

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Pre-Built

The structures and controls in place to ensure a firm or their operations are correctly controlled is essential for regulated firms, mutual funds, …

Custom-Built

Risk is an element of all business, so it is important to identify, assess and manage it. GRC-Maestro helps ensure your firm operates an appropriate risk…

Self-Built

If your firm is conducting regulated activities, then you have to be licensed and ensure you can prove compliance with the license requirements…

Consultant-Built

Implement the statutory and contractual obligations your firm has as well as monitor and enforce the obligations of outsource service providers and other…