AML Employee Assessment

Firms depend on their employees to implement and operate their AML defences.

AML Assessment Report
AML Employee
AML Employee Risk Assessment
AML Employee
Risk Assessment
AML Best Practices
AML Employee
Best Practices
AML Risk Heatmap
AML Employee
Risk Heatmap
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Employees work at the leading edge of every firm’s AML defences.

It is critical that a firm’s employees understand their legal/regulatory AML responsibilities and have the tools and management support to fulfil these.

AML Employee Assessment

The AML Employee Assessment investigates and reports on a firm’s AML checks, controls, management and culture from an employee perspective and reports on these, including:

  • AML Employee Risk Heatmap
  • AML Employee Best Practices
  • Intra-Group AML Employee Benchmarking 

Designed with our partners, Jersey headquartered AML, sanctions and compliance experts Baker Regulatory Services (BRS), the AML Employee Assessment utilizes specifically designed AML Questionnaires which are completed by the firm’s employees and directors.

The responses to the AML Questionnaires are used to generate a report which includes AML Risk Heatmaps, recommended best practices and, for groups with multiple entities, intra-group benchmarking.

AML/CFT Compliance Governance

Ensure employees have a clear understanding of their firm's AML/CFT controls and management.

Firm AML/Compliance Culture

Assess employees perception of the firm's importance placed on AML/CFT risk identification and resolution.

AML/CFT Training

Ensure employees are confident they are getting the AML/CFT training they need and that the training is relevant to their firm's activities and jurisdiction.


Prove Compliance – Evidence your Governance, Risk & Compliance (GRC)

Automate GRC – Run manual checks and processes automatically

Low Cost – Quick and easy to use + low pricing