Firms depend on their employees to implement and operate their AML defences.
Employees work at the leading edge of every firm’s AML defences.
It is critical that a firm’s employees understand their legal/regulatory AML responsibilities and have the tools and management support to fulfil these.
AML Employee Assessment
The AML Employee Assessment investigates and reports on a firm’s AML checks, controls, management and culture from an employee perspective and reports on these, including:
- AML Employee Risk Heatmap
- AML Employee Best Practices
- Intra-Group AML Employee Benchmarking
Designed with our partners, Jersey headquartered AML, sanctions and compliance experts Baker Regulatory Services (BRS), the AML Employee Assessment utilizes specifically designed AML Questionnaires which are completed by the firm’s employees and directors.
The responses to the AML Questionnaires are used to generate a report which includes AML Risk Heatmaps, recommended best practices and, for groups with multiple entities, intra-group benchmarking.