GRC Investigations/Case Management
Investigate and Resolve
Ensure all potential rule breaches are investigated, assessed as breaches or non-breaches and are resolved.
GRC Reporting
Produce the reports required by law enforcement, regulators, owners/management and clients to prove internal controls.
Record Keeping
Record and store the data required to prove compliance with laws, regulations, contracts and internal procedures.
Automated Rule Checks
Flag potential rule breaches with automatic checks. All flagged rule breaches launch the GRC Case Manager.
Governance/Risk/Compliance
Compliance Covered:
Statutory Laws
GRC-Maestro supports a wide range of laws, covering: Financial, Employment Practices, Health & Safety, Data Protection, etc..
Rules/Regulations
Rules published by financial regulators can be managed on GRC-Maestro, including: AML, licensing, outsourcing, financial products, senior management responsibility, etc.
Internal Policies
Firms can manage their own internal policies on GRC-Maestro, including: code of conduct/ethics, internal processes/checks/controls, commercial information, etc.
Contracts/SLAs
When firms contract with suppliers/customers or enter Service Level Agreements (SLAs) these can be monitored and managed on GRC-Maestro.
♦ Packaged Templates
Packaged Maestro-Solutions use pre-built Maestro-Templates to meet a range of statutory or regulatory requirements.
♦ Edited Packages
Users can copy and edit Templates as required, both on initial implementation and as legal, regulatory, contractual or internal policies/procedures change.
♦ Customised Templates
Users can set up their own Templates based on their specific requirements, e.g. client/vendor contracts, internal policies/procedures, etc.
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