GRC

Solutions for:
GOVERNANCE, RISK & COMPLIANCE

MORE DETAILS

Governance, Risk & Compliance Solutions

Featured GRC-Maestro products

AML Risk Assessment

AML Risk
Assessment

Risk
Identification

Risk
Assessment

Risk
Controls

Delivering better compliance

Cut errors/omissions

Improve efficiency

Reduce key-person dependency

Improve recordkeeping

— USED BY

Investment Managers

Investment firms can use GRC-Maestro to manage compliance in specialist areas, including: investment mandates, outsourced services, senior management responsibilities, code of ethics, etc.

Investment Banks

Investment banks/brokers can use GRC-Maestro to manage compliance in specialist areas, including: best execution, conflicts of interests, code of ethics, etc.

Mutuals

Organisations which have a wider social responsibility can use GRC-Maestro to achieve low cost compliance and ensure they deliver on their social goals.

Private Banks

Private banks can use GRC-Maestro to manage compliance in specialist areas, including: Know Your Client, AML risk assessment/resourcing, AML suspicious transaction investigations/reporting, etc.

KEY BENEFITS

GRC-Maestro automates high risk manual processes, checks and recordkeeping.

GRC-Maestro delivers compliance assurance!

Automated Rule Checking

Flag potential rule breaches with automatic checks. All flagged rule breaches launch the GRC Case Manager.

Case Management

Rule checks flag potential violations/breaches and launch the GRC Case Manager. Every GRC Case is investigated, assessed to be a breach/non-breach ad resolved.

Record-keeping

Ensure your firm as all the information recorded to prove compliance with statutory laws, regulatory rules and contractual obligations.

Management Reporting

Extract valuable management information for reporting to senior management and breach/risk analysis.