Exchanges are in a battle for their survival – governance and compliance are key.
In the “good old days” exchanges had an easy life, firms would list on their local exchange and local investors would trade through local brokers (who often owned the exchange).
How things have changed!
Every exchange is in a battle for survival as technology has commoditized trading and globalization has “localized the world”.
Stock exchanges can use GRC-Maestro as an efficient and low-cost solution to monitor and manage their own regulated activities, brokers and listed firms.
Every exchange is having to raise compliance and governance standards: