The governance of Mutual Funds is super citicial - Regulators expect the highest standards.

Governance Requirements

Mutual Fund governance has moved center stage globally. With huge amounts of investor money flowing in, the relative size and importance of Mutual Funds to investors and the wider economy has never been greater.

The scope of Mutual Fund governance is constantly expanding to include, amongst other topics: Board appointments, outsourcing (including investment management), risk, liquidity, Board meetings/minutes, etc..

GRC-Maestro supports your Mutual Fund Governance in a Maestro Solution with:

  • Maestro-Templates: based on your specific governance structure, including: the Board, Committees and regulatory requirements
  • Schedules: periodically sending Maestro-Forms to Directors and the CoSec
  • Incidents: evaluate responses with automatic and manual incident creation, reporting and resolution

GRC-Maestro evidences to regulators that your Mutual Fund is operating in accordance with governance regulations.

Resources

Regulatory Jurisdictions

Corporate Governance Management

Investors, listing authorities and regulators require full governance…