The Japanese FSA Principles for Customer Orientated Business Conduct are designed to ensure regulated firms are focused on delivering high quality services for their customers.
By requiring firms to formalise the management of their compliance culture, the FSA Principles require firms to identify shortfalls and then focus on addressing these.
Our FSA Compliance Culture solution enables firms to ensure they have implemented the FSA Principles. Senior management have a clear picture of their starting point, current status and planned improvements.
GRC-Maestro keeps the records you need to show, the: who, what, when and why regarding FSA Compliance Culture management.