Due Diligence Services

Investment Company/ManCo

Conduct detailed Due Diligence on functions outsourced/delegated by an Investment Company or Management Company (ManCo):

♦ Initiation – define the requirements, assess service providers and record selection decision

♦ Ongoing – undertake periodic monitoring of outsourced services and investigate discrepancies

Termination – record the reason(s) for termination and ensure the handover is controlled

CONTACT US

Due Diligence: Investment Company/ManCo

Our Professional Services team have extensive experience conducting Due Diligence exercises and reporting for Investment Companies/ManCos and have developed a proprietary Due Diligence program.

Scope

Dynamic-GRC Due Diligence services include:

  • Investment Management
  • Fund Administration
  • Marketing/Distribution
  • Risk Management
  • Compliance Function
  • Internal Audit
  • IT and Infrastructure
  • Client Reporting

Deliverable

At the end of the Due Diligence on outsourced services you will receive a draft report outlining the salient findings, along with a list of suggested actions.

Resources

GRC Assurance Services

Dynamic-GRC specialise in Governance, Risk & Compliance.