Maestro-Solutions for

Senior Management


Who/what/when/why - Regulators are focusing on senior managers' actions

Regulators want to know who is responsible for making important decisions and what decision they are making. The objective is to avoid the mistakes which lead to the Global Financial Crisis and ensure senior management are held personally responsible.

GRC-Maestro supports your firm’s Senior Management requirements in a Maestro Solution with:

  • Maestro-Templates: based on your regulator’s specific regulatory rules in each jurisdiction the firm operates
  • Schedules: periodically sending Maestro-Forms to Senior Managers to remind them of their regulatory responsibilities and to update information on what positions they hold
  • Incidents: evaluate responses with automatic and manual incident creation, reporting and resolution

GRC-Maestro records the information regulators require regarding Senior Management, their roles and their responsibilities.


Senior Management Responsibilities

The Maestro-Solution for Senior Management Responsibilities consists of a collection…