Dynamic-GRC

AML 360° Assessment

An expert review of your AML practices is the best way for firms to find and fix their risks.

AML 360° Assessment
AML 360°
Assessment
AML 360° Risk Assessment
AML 360°
Risk Assessment
AML 360° Best Practices
AML 360°
Best Practices
AML 360° Risk Heatmap
AML 360°
Risk Heatmap
PlayPause
previous arrowprevious arrow
next arrownext arrow

Challenge

Regulators are under relentless pressure to implement and enforce the FATF-GAFI standards, which means regulated firms can expect tougher monitoring and higher penalties!

With regulators’ AML requirements increasing, it is essential to ensure your firm’s AML defenses are complete, comprehensive and meet best industry practices.

360° AML Assessment

The AML 360° Assessment utilizes specifically designed AML Questionnaires which are completed by directors and employees. Questions on the AML Questionnaires are prepared by AML experts and apply across sectors:

  • Financial Services
  • Professional Services
  • Non-Financial Services (estate agents, casinos, high value dealers, etc.)

Designed with our partners, Jersey headquartered AML experts Baker Regulatory Services (BRS), the AML 360° Assessment gives firms an independent assessment of the effectiveness of their AML checks, controls and culture.

The AML Questionnaire responses from each firm are analyzed to produce an assessment of the firm’s overall AML effectiveness and detailed Best Practice recommendations.

Directors & Senior Management

Regulators expect Board Directors and Senior Management to be knowledgeable about their firm's AML responsibilities and take personal responsibility for effective AML governance.

AML & Compliance Oversight

Each firm should undertake periodic AML Compliance monitoring to ensure the checks and controls are implemented and operating effectively.

AML Operational Management & Staffing

Firms need to have adequate operational AML management and staffing to undertake KYC, Transaction Monitoring (investigations and SAR filing) and Sanctions Screening.
The operational management and staff need to have the relevant experience and expertise for each firm’s AML risk profile.

GRC-Maestro

Prove Compliance – Evidence your Governance, Risk & Compliance (GRC)

Automate GRC – Run manual checks and processes automatically

Low Cost – Quick and easy to use + low pricing

CONTACT US