Maestro-Solutions for

Senior Management Conduct

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Who/what/when/why - Regulators are focusing on senior managers' conduct

Regulators want to know who is responsible for making important decisions and what decision they are making. The objective is to avoid the mistakes which lead to the Global Financial Crisis and ensure senior management are held personally responsible.

GRC-Maestro supports your firm’s Senior Management Conduct requirements in a Maestro Solution with:

  • Maestro-Templates: based on your regulator’s specific Senior Management Conduct rules in each jurisdiction the firm operates
  • Schedules: periodically sending Maestro-Forms to Senior Managers to remind them of their regulatory responsibilities and to update information on their role/responsibilities
  • Incidents: evaluate responses with automatic and manual incident creation, reporting and resolution

GRC-Maestro records the information regulators require regarding Senior Management, their roles and their responsibilities.

Resources

Regulatory Jurisdictions

Senior Management Responsibilities

The Maestro-Solution for Senior Management Responsibilities consists of a collection…