Maestro-Solutions for

Legal Contracts

CONTACT US

A legal contract is enforceable by law.
If you sign it, comply with it!

Outsourcing Management

Contracts are commercial agreements between two parties, usually with a buyer and a seller.

Financial services firms usually enter contracts for providing services or buying services:

  • Seller – clients/customers receive a service from the firm
  • Buyer – the firm receives services, e.g. outsourced services or employees providing their expertise

Regardless of whether your firm is selling or buying a service, a contract contains clauses requiring the provision of a quantity/quality of a service. Knowing what the obligations imposed by the contract is essential.

GRC-Maestro supports your Legal Contract Compliance in a Maestro Solution with:

  • Customised Templates: based on your specific contractual requirements (before signing, ongoing monitoring and exception management
  • Schedules: periodically sending Maestro-Forms to designated oversight staff
  • Incidents: evaluate responses with automatic and manual incident creation, reporting and resolution

GRC-Maestro evidences to your senior management and clients that your business has a thorough control over legally contracted services.

Resources

Contract Management

Managing negotiation and ongoing compliance…

Outsourcing Governance

The Maestro-Solution for Outsourcing Management consists of a collection of…

IMA Governance

Governance lies at the core of great IMA Compliance…

IMA Control

Clients and regulators require Investment Managers/Advisors to exercise…