Maestro-Solutions for

Investment Fund Governance

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Funds have to be governed in accordance with laws, regulations and their prospectus

Mutual funds and their management companies are legally constituted and must implement and operate strict corporate governance standards.

The governance standards for Funds covers a wide range of requirements including: director responsibilities/conflicts of interest, record keeping, risk management, appointments/remuneration, etc.

Regulators impose strict rules on the governance of management companies and these are supplemented with industry codes of best practice.

GRC-Maestro supports your Fund Governance with:

  • Maestro-Templates: based on the specific regulatory requirements and supplemented with optional best practice
  • Schedules: periodically sending Maestro-Forms to the Directors and Managers responsible for the Management Company
  • Incidents: evaluate responses with automatic and manual incident creation, reporting and resolution

GRC-Maestro evidences to your regulators that the Fund’s Management Company has diligently implemented their regulatory requirements and can evidence best practice.

Regulatory Jurisdictions

References

Fund Governance Compliance

Fund compliance starts at the top – with Governance.