MAESTRO-SOLUTIONS FOR:

GOVERNANCE, RISK & COMPLIANCE 

Monitor, manage and report on compliance with statutory laws, regulatory rules, internal procedures and contractual obligations

Key Functionality

Recording data, automated checking, investigating, resolving and reporting are core to governance, Risk & Compliance.

Investigate and Resolve

Ensure all potential rule breaches are investigated, assessed as breaches or non-breaches and are resolved.

GRC Reporting

Produce the reports required by law enforcement, regulators, owners/management and clients to prove internal controls.

Record Keeping

Record  and store the data required to prove compliance with laws, regulations, contracts and internal procedures.

Automated Rule Checks

Flag potential rule breaches with automatic checks. All flagged rule breaches launch the GRC Case Manager.

How we help you comply

Statutory Laws

GRC-Maestro can support a wide range of laws, including: financial, employment practices, health and safety, data protection/secrecy, etc.

Financial Regulation

Rules published by financial regulators can be managed on GRC-Maestro, including: AML, licensing, outsourcing, financial products, senior management responsibility, etc.

Internal Policies

Firms can manage their own internal policies on GRC-Maestro, including: code of conduct/ethics, internal processes/checks/controls, commercial information, etc.

Contracts/SLAs

When firms contract with suppliers/customers or enter Service Level Agreements (SLAs) these can be monitored and managed on GRC-Maestro.

MAESTRO-TEMPLATES

Use the Maestro-Templates to suit your requirements:

♦ Packaged Templates

Packaged Maestro-Solutions use pre-built Maestro-Templates to meet a range of statutory or regulatory requirements.

♦ Edited Packages 

Users can copy and edit Templates as required, both on initial implementation and as legal, regulatory, contractual or internal policies/procedures change.

♦ Customised Templates

Users can set up their own Templates based on their specific requirements, e.g. client/vendor contracts, internal policies/procedures, etc.

Learn More