Fraud & financial crime are constant threats to regulated firms. Criminals are looking to exploit financial services firms or their clients, while also taking advantage of firms to launder their proceeds.
Our Fraud & Financial Crime Protection solutions enables clients to protect their business and their clients by implementing a comprehensive governance environment appropriate to their business:
- Management Body Oversight: Ensure that Senior Management have thorough control over Financial Crime Prevention
- Resources/Expertise: Show regulators, shareholders and customers that the firm has sufficient resources to prevent Financial Crime (personnel, systems, data, etc.)
- Size/Complexity: Assess the Financial Crime Prevention framework (policies/procedures/controls) based on the size and complexity of the firm
- Monitoring/Reporting: Show that the firm’s Financial Crime Prevention policies, procedures and controls are monitored, results are reported, and actions taken
GRC-Maestro keeps the records you need to show: the who, what, when and why regarding Fraud & Financial Crime Prevention.