Everyone providing financial services has to be licensed or authorised. Failure to be correctly or fully licensed is usually a criminal offense!

Regulators require businesses to have comprehensive controls in place before granting a license or authorising a business and the controls have to be effective.

GRC-Maestro supports your Regulatory Licensing in a Maestro Solution with:

    • Maestro-Templates: based on your specific licensing requirements
    • Schedules: periodically sending Maestro-Forms to designated control staff
    • Incidents: evaluate responses with automatic and manual incident creation, reporting and resolution

GRC-Maestro evidences to regulators that your business is operating in accordance with it’s license.

For more information on the GRC-Maestro Platform click here.

Reporting on: Business Regulatory Licensing

  • Up-to-date
  • Renewal within month
  • Renewal overdue