Everyone providing financial services has to be licensed or authorised. Failure to be correctly or fully licensed is usually a criminal offense!
Regulators require businesses to have comprehensive controls in place before granting a license or authorising a business and the controls have to be effective.
GRC-Maestro supports your Regulatory Licensing in a Maestro Solution with:
- Maestro-Templates: based on your specific licensing requirements
- Schedules: periodically sending Maestro-Forms to designated control staff
- Incidents: evaluate responses with automatic and manual incident creation, reporting and resolution
GRC-Maestro evidences to regulators that your business is operating in accordance with it’s license.
For more information on the GRC-Maestro Platform click here.
Reporting on: Business Regulatory Licensing
- Renewal within month
- Renewal overdue