financial service compliance
Ensure compliance processes are followed and checks automatically performed.
Automatically flag exceptions, ensure they investigated and genuine issues identified.
Record how genuine issues are resolved, including: notes, emails and other documents.
Record the data required by: Laws, Regulatory Rules, Contractual Obligations and internal controls.
Firms operating with multiple regulatory licenses can use GRC-Maestro to monitor and manage their compliance and automate manual checks and processes.
GRC-Maestro automates high risk manual processes, checks and recordkeeping.
GRC-Maestro delivers compliance assurance!
Automated Rule Checking
Flag potential rule breaches with automatic checks. All flagged rule breaches launch the GRC Case Manager.
GRC Case Management
Rule checks flag potential violations/breaches and launch the GRC Case Manager. Every GRC Case is investigated, assessed to be a breach/non-breach ad resolved.
Ensure your firm as all the information recorded to prove compliance with statutory laws, regulatory rules and contractual obligations.
Extract valuable management information for reporting to senior management and breach/risk analysis.